public:99_annexes:annex-b-terms-and-definitions:c:compliance

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public:99_annexes:annex-b-terms-and-definitions:c:compliance [2026/09/12 17:42] – removed - external edit (Unknown date) 127.0.0.1public:99_annexes:annex-b-terms-and-definitions:c:compliance [2026/09/12 17:43] (current) – ↷ Links adapted because of a move operation nick_dido
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 +====== Compliance ======
  
 +[[public:99_annexes:annex-b-terms-and-definitions:start|Go up to Terms and Definitions]]
 +
 +===== Discussion =====
 +
 +Compliance is the condition of satisfying specified legal, regulatory, contractual, policy, standard, control, benchmark, or other applicable criteria.
 +
 +A Compliance determination depends on the defined:
 +
 +  * Subject
 +  * Applicable criteria
 +  * Controlling sources
 +  * Controlling source [[public:99_annexes:annex-b-terms-and-definitions:v:version|Versions]]
 +  * Scope
 +  * Operating context
 +  * Assessment method
 +  * [[public:99_annexes:annex-b-terms-and-definitions:e:evidence|Evidence]]
 +  * Time of evaluation
 +  * Applicable [[public:99_annexes:annex-b-terms-and-definitions:a:authority|Authority]]
 +
 +Compliance can apply to:
 +
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:c:candidate_solution|Candidate Solution]]
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:d:distributed_system|Distributed System]]
 +  * A system
 +  * A service
 +  * A process
 +  * An [[public:99_annexes:annex-b-terms-and-definitions:o:organization|Organization]]
 +  * An [[public:99_annexes:annex-b-terms-and-definitions:a:actor|Actor]]
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:n:node|Node]]
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:q:qualified_node|Qualified Node]]
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:n:node_set|Node Set]]
 +  * An artifact
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:c:configuration|Configuration]]
 +  * A [[public:99_annexes:annex-b-terms-and-definitions:t:test_environment|Test Environment]]
 +  * An individual control
 +  * Another subject governed by applicable criteria
 +
 +A subject can comply with one set of criteria while failing to comply with another.
 +
 +Applicable criteria can originate from:
 +
 +  * [[public:99_annexes:annex-b-terms-and-definitions:r:requirement|Requirements]]
 +  * Laws
 +  * Regulations
 +  * Contracts
 +  * Agreements
 +  * [[public:99_annexes:annex-b-terms-and-definitions:g:governance_policy|Governance Policies]]
 +  * Standards
 +  * Specifications
 +  * Controls
 +  * Benchmarks
 +  * Decisions of an applicable Authority
 +  * Other controlling sources
 +
 +A Compliance evaluation can result in a determination such as:
 +
 +  * Satisfied
 +  * Not satisfied
 +  * Partially satisfied
 +  * Not applicable
 +  * Not evaluated
 +  * Inconclusive
 +  * Another status established by the applicable criteria
 +
 +The controlling source, Governance Policy, [[public:99_annexes:annex-b-terms-and-definitions:v:validation_criteria|Validation Criteria]], or [[public:99_annexes:annex-b-terms-and-definitions:a:acceptance_criteria|Acceptance Criteria]] establishes the permitted Compliance determinations.
 +
 +Compliance differs from [[public:99_annexes:annex-b-terms-and-definitions:a:accreditation|Accreditation]]. Compliance establishes satisfaction of specified criteria, while Accreditation provides formal recognition within a defined scope and operating context.
 +
 +===== Definition =====
 +
 +//condition of satisfying specified legal, regulatory, contractual, policy, standard, control, benchmark, or other applicable criteria//
 +
 +===== Source =====
 +
 +Generalized from:
 +
 +  * Conformity assessment
 +  * Governance
 +  * Risk management
 +  * Regulatory practice
 +  * Security engineering
 +  * Quality management
 +
 +Specialized for:
 +
 +  * Crucible architecture and operations
 +  * DIDO Reference Architecture
 +  * DIDO Reference Implementation Conceptual Model
 +  * DIDO-TE comparative evaluation and Validation
 +
 +The original definition and its approved intent are preserved.
 +
 +===== Note =====
 +
 +Compliance is not an absolute property without a stated reference.
 +
 +A Compliance claim should identify:
 +
 +  * The subject
 +  * The applicable criteria
 +  * The controlling source
 +  * The controlling source Version
 +  * The evaluation scope
 +  * The operating context
 +  * The assessment method
 +  * The evaluation time
 +  * The applicable Authority
 +  * The supporting Evidence
 +
 +Evidence supports a Compliance determination but does not by itself establish that the subject satisfies the applicable criteria.
 +
 +Compliance differs from [[public:99_annexes:annex-b-terms-and-definitions:e:evaluation_characteristic|Evaluation Characteristic]]:
 +
 +  * An Evaluation Characteristic identifies a characteristic selected for measurement, observation, comparison, or evaluation
 +  * Compliance identifies the condition of satisfying applicable criteria
 +
 +A comparative evaluation can evaluate the Compliance of multiple Candidate Solutions, but Compliance does not become a Quality Characteristic solely because it participates in the evaluation.
 +
 +Compliance differs from [[public:99_annexes:annex-b-terms-and-definitions:s:security|Security]]:
 +
 +  * Compliance concerns satisfaction of applicable criteria
 +  * Security concerns protection of information, operations, and Resources according to applicable authorization and security constraints
 +
 +A subject can satisfy specified security criteria while retaining security risks not addressed by those criteria.
 +
 +A subject can implement effective security controls but fail Compliance because it does not satisfy an applicable documentation, authorization, reporting, retention, or Evidence obligation.
 +
 +Compliance differs from a [[public:99_annexes:annex-b-terms-and-definitions:v:verdict|Verdict]]:
 +
 +  * Compliance identifies a condition relative to applicable criteria
 +  * A Verdict records an evaluation assigned to a [[public:99_annexes:annex-b-terms-and-definitions:t:test_result|Test Result]]
 +
 +Multiple Test Results and Verdicts can support one Compliance determination.
 +
 +Compliance differs from a [[public:99_annexes:annex-b-terms-and-definitions:v:validation_decision|Validation Decision]]:
 +
 +  * Compliance identifies the condition of satisfying applicable criteria
 +  * A Validation Decision records a determination produced by evaluating information against Validation Criteria
 +
 +A Validation Decision can establish or support the Compliance status of a subject.
 +
 +An approved exception, waiver, or deviation does not erase the underlying criterion. The Compliance record should preserve:
 +
 +  * The underlying criterion
 +  * The approved exception, waiver, or deviation
 +  * The approving Authority
 +  * The approval period
 +  * The approval conditions
 +  * The supporting Evidence
 +  * The applicable [[public:99_annexes:annex-b-terms-and-definitions:p:provenance|Provenance]]
 +  * The applicable [[public:99_annexes:annex-b-terms-and-definitions:t:traceability|Traceability]]
 +
 +===== Example =====
 +
 +A Hardened Image satisfies the applicable requirements of a selected [[public:99_annexes:annex-b-terms-and-definitions:s:stig|Security Technical Implementation Guide (STIG)]] profile at the time of assessment.
 +
 +The Compliance claim applies to:
 +
 +  * The identified Hardened Image
 +  * The selected STIG profile
 +  * The STIG profile Version
 +  * The recorded Configuration
 +  * The assessment scope
 +  * The assessment method
 +  * The evaluation time
 +  * The supporting Evidence
 +
 +In a DIDO-TE comparative evaluation, three Candidate Solutions are evaluated against the same regulatory, security, retention, audit, interoperability, and Evidence-preservation criteria.
 +
 +[[public:99_annexes:annex-b-terms-and-definitions:d:dido-te|DIDO-TE]] preserves Traceability among each Candidate Solution, applicable criterion, controlling source, Test Definition, Test Result, Verdict, Compliance determination, and supporting Evidence.
 +
 +----
 +
 +<WRAP centeralign>
 +© 2026 Dido Solutions, Inc. and Jackrabbit Consulting, Inc.
 +</WRAP>