dido:99_annexes:annex-b-terms-and-definitions:a:auditor

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dido:99_annexes:annex-b-terms-and-definitions:a:auditor [2026/07/11 11:14] – removed - external edit (Unknown date) 127.0.0.1dido:99_annexes:annex-b-terms-and-definitions:a:auditor [2026/07/11 11:15] (current) – ↷ Links adapted because of a move operation nick_dido
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 +====== Auditor ======
 +[[dido:99_annexes:annex-b-terms-and-definitions:start|Return to Terms and Definitions]]
 +
 +===== Discussion =====
 +
 +An Auditor represents a participant who reviews evidence, traceability, conformance, accountability, or control operation for governed work within a defined audit scope.
 +
 +The Auditor relies on Work Performed Events, Evidence References, Qualification Profiles, Qualification Evidence, Compensation Claims, Settlement Instructions, Non-Performance Indicators, and applicable governance records. The Auditor determines whether the available records support the claimed work, qualification, compensation, conformance, or settlement treatment.
 +
 +The Auditor’s primary concerns include evidence, accountability, traceability, conformance, completeness, and reviewability.
 +
 +===== Definition =====
 +//participant reviewing evidence, traceability, conformance, or accountability of governed work within a defined audit scope//
 +
 +===== Source =====
 +Financial Systems Archetype, Part 7: Governed Node Service Market
 +
 +===== Note =====
 +An Auditor differs from a Regulator. An Auditor reviews evidence and conformance within an audit scope. A Regulator reviews work governed by legal, regulatory, supervisory, or jurisdictional authority.
 +An Auditor may support a Regulator, a Governance Body, a Buyer, an Integrator, or a Qualified Service Provider.
 +
 +===== Example =====
 +An Auditor reviews a sample of FX processing records and confirms that required sanctions screening work produced Work Performed Events, Evidence References, and Compensation Claims linked to Qualified Nodes and Qualified Service Providers.